Module 01: Understanding Financial Markets in the UK

Module 02: Analysing the Macroeconomic Environment

Module 03: Financial Markets and Instruments

Module 04: UK Financial Services Regulators

Module 05: FCA and PRA Governance, Principles, and Rules

Module 06: FCA and PRA Competence of Companies and Individuals

Module 07: Assessing Financial Services & Risk in the UK

Module 08: Legal Framework on Contract & Trust

Module 09: Ethics and Professionalism

Module 10: Financial Crime Regulations

Module 11: FCA Conduct of Business Sourcebook (COBS)

Module 12: Complaints & Redress

Module 13: Understanding Taxation of Investors and Investments

Module 14: Principles of Portfolio Construction and Planning

Module 15: Providing Investment Advice

Module 16: Evaluating Portfolio Performance and Review

Module 17: Implementing Investment Strategies

Module 01: Introduction to Document Control

Module 02: Principles of Document Control and Elements of Document Control Environment

Module 03: Document Control Lifecycle

Module 04: Document Control Strategies and Instruments

Module 05: Document Management

Module 06: Quality Assurance and Controlling Quality of Documents

Module 07: Project Document Control

Module 08: Electronic Document Management Systems (EDMS) and Soft Copy Documentation

Module 09: ISO Standards, Compliance, and Governance

Module 10: Hard Copy Document Management

Module 11: Soft Copy Document Management

Module 12: Document Drawing Workflow

Module 13: Document Distribution

Module 14: Importance of Folder Structure Management

Module 15: Document Numbering, Revision Schema, and Metadata